Job Advert Details
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Risk and Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking a high calibre professional to join our team as an Manager, CIB RC Advisory.
Principal Accountabilities:
Impact on the Business
- Assist to oversee the Compliance policies and systems that impact HBVN and ensure that the Group’s exposure to Regulatory Compliance risks is managed in a commercially sensitive, practical and cost effective manner.
- Provide advice and support on Regulatory Compliance risks to senior management, Compliance and other colleagues.
Customer / Stakeholders
- Reporting to Head of RC on Regulatory Compliance risks matters.
- Manage and foster a strong relationship with all relevant regulators in relation to the activities of HBVN and ensure timely disclosure of relevant information, in relation to regulatory compliance related matters.
- Ensure that positive relationships are maintained with other external stakeholders relevant to the Compliance agenda.
Leadership and Teamwork
- Maintain and develop positive and professional working relationships with senior business managers and Compliance colleagues at the Group, Regional and Country level and those in other Countries, Regions and Businesses.
- Create an environment for the delivery of consistent performance measurement, training across the Compliance capability.
- Follow the established strategy for sharing of Regulatory Compliance risks related compliance knowledge and best practice across the wider Compliance Function.
Operational Effectiveness and Control
- Agree and oversee the implementation, embedding and monitoring of the adherence to the Compliance FIM.
- Provide oversight and management of Compliance Risk within HBVN. Report any significant compliance issues in a timely manner
- Be creative / innovative in implementing policies and providing solutions to complex issues/initiatives.
- Apply rigour to discharge risk steward responsibilities such as oversight and challenge under NFR program.
Qualifications
Certifications, Qualifications and Experience:
- Seasoned professional in managing Compliance risk within a global firm, in the financial services industry.
- Extensive knowledge of the HSBC Group structure, its business and personnel, and HSBC’s corporate culture.
- Lateral thinker with an ability to interpret and solve complex issues.
- Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
- Well-developed leadership skills.
- Experience of dealing with regulatory matters and confident interaction with Regulators.
- Preferred candidate with law background
You’ll achieve more when you join HSBC.
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Issued by The Hongkong and Shanghai Banking Corporation Limited